Home | > | Interactional Supervision, 4th Edition |
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ISBN: 978-0-87101-558-7. 2020. Item # 5587. 500 pages.
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Also available! An electronic Teaching Guide for separate purchase.
Clinical supervision is fraught with difficulties, and those who transition from frontline worker to supervisor often receive little training or support, particularly when it comes to the interpersonal skills needed for implementing complex human relations tasks. Left to their own devices, clinical supervisors must navigate myriad challenges like these real-world examples:
- A supervisor decided that the evaluation process would be a good time to level with a long-term staff member about his inadequate performance. She reviewed the staff member’s personnel record and discovered that previous supervisors had given the employee consistently positive and obviously false evaluations. She dreaded the approaching conference, expecting the worker to be angry.
- A supervisor was asked by her administrator to back her up when staff were notified of budget cuts that would result in pay cuts and heavier caseloads. At a team meeting, one worker, who appeared to be speaking for the rest, said to the supervisor, “You are going to be with us on this one, aren’t you?”
- A recently promoted Black supervisor heard that many members of the largely White staff thought he had obtained the promotion because of the agency’s affirmative action program. Nothing was said directly; however, he could sense tension in the staff group. He felt angry, hurt, and bitter at the racist element in his reception and increasingly isolated at the agency.
Drawing on decades of his own experience and the experiences of those he has trained, Lawrence Shulman provides clear, simple models of supervision using a conversational tone and practical advice in this must-have resource.
Every phase of supervision is discussed in detail, with a focus on communication, making demands for work, facing taboo subjects, and transitioning into and out of roles and relationships. Strategies for group work and meetings include everyday challenges; trauma, such as client deaths; violence against frontline workers; and cutbacks. Supervisors will learn how to apply Shulman’s parallel process framework in their interactions with frontline workers to model ideal interactions between workers and their clients.
In this fourth edition, evidence-based practices and interventions are updated to include the latest ethical and legal aspects of supervision and also feminist; lesbian, gay, bisexual, transgender, queer, and questioning; and trauma-informed practice.
Part I: The Interactional Supervision Model: Basic Assumptions, Theory, and Research
Chapter 1: Introduction, Overview, and Basic Assumptions
- Focus of the Book
- From Theory to Practice: Making the Connection
- Problem of the False Dichotomies and Phony Dualisms
- From Theory to Practice: Making the Connection
- What’s New and Updated in This Fourth Edition
- Supervision of Evidence-Based and Evidence-Informed Practices
- Expanded Discussion of Practice Content
- Ethical Issues, Updated Changing Legislation, and Risk Assessment Strategies
- Group Leadership, Group Supervision, and the Impact of Trauma and Secondary Trauma on Staff
- Supervisor’s ‘Two Clients’: The Frontline Workers and the Agency or Setting Itself
- Supervision of Evidence-Based and Evidence-Informed Practices
- Supervision is an Interactional Process
- Common or Constant Elements in Supervision
- Universal Dynamics and Skills Apply to Different Modes of Interaction
- Existence of Parallels between Supervision Dynamics and Other Helping Relationships
- Supervisor-Supervisee Relationship: A Medium for Influencing Outcomes of Practice
- Impact of Supervision on Client Outcomes
Chapter 2: An Interactional Approach to Supervision
- Terminology
- Supervision Practice Theory
- Supervision Skills
- Working Relationship
- Worker, Agency, and Supervisor
- Supervision Practice Theory
- Functional Role of the Supervisor
- Major Areas of Work in Supervision
- Worker-System Interaction
- Obstacles to Worker-System Interaction
- Supervisor’s Mediation Function
- Supervision Models
- Research Findings
- Role of the Supervisor
- Context of Supervision
- Impact of Job Stress and Job Manageability
- Role of the Supervisor
- Summary
Part II: Supervision and the Phases of Work
Chapter 3: Preparatory and Beginning Phases
- Impact of Time and the Phases of Work on Supervision
- Preliminary Phase of Supervision: Tuning In
- Advantages of Tuning In
- How Tuning In Works: The New Hospital Supervisor
- Concerns and Reservations about Tuning In
- Advantages of Tuning In
- Beginning Phase of Supervision: Contracting
- Contracting Skills
- Contracting Example: The New Supervisor
- Contracting Skills
- Beginning Phase of Supervision: Contracting
- Contracting Skills
- Contracting Example: The New Supervisor
- Contracting Skills
- Preliminary Phase of Supervision: Tuning In
- The New Supervisor: Some Variations on the Theme
- Promotion from Practitioner to Supervisor
- Social Relationships with Staff
- Stereotypes
- Continued Resistance
- Hired-Gun Syndrome
- Promotion from Practitioner to Supervisor
- Diversity and Supervision in the Beginning Phase
- Culture of Silence: Addressing this Issue
- Affirmative Action in Promotion and Hiring
- New Latinx Supervisor with a White Staff Group
- New Black Supervisor with a White Staff Group
- New Latinx Supervisor with a White Staff Group
- Intercultural Supervision
- Ongoing Intracultural Issues in Supervision
- Supervisory Beginnings with New Workers
- Beginning Phase for Inexperienced Workers
- Integration of New Staff Members
- Experienced New Worker
- Abrasive New Worker
- Student as New Worker
- Beginning Phase for Inexperienced Workers
- Culture of Silence: Addressing this Issue
- Research Findings
- Summary
Chapter 4: A Work-Phase Model
- Middle Phase: Stages of a Single Session
- Preliminary Stage Before a Session
- Beginning Stage of a Session
- Middle or Work Stage of a Session
- Elaboration Skills
- Movement from the General to the Specific
- Containment
- Focused Listening
- Questioning
- Ability to Reach Inside Silences
- Movement from the General to the Specific
- Empathic Skills
- Recognizing Barriers to Empathic Responses
- Reaching for Feelings
- Acknowledging Feelings
- Articulating Workers’ Feelings
- Recognizing Barriers to Empathic Responses
- Skills in Sharing Feelings
- Showing Vulnerability
- Showing Anger
- Supervising a Worker Who Is Preparing to Retire
- Showing Feelings: Supervisors’ Concerns
- Showing Vulnerability
- Skills in Making a Demand for Work
- Addressing Demand for Work in the Supervision Process
- Engaging in Facilitative Confrontation
- Partializing the Worker’s Concerns
- Holding to Focus
- Checking for Underlying Ambivalence
- Challenging the Illusion of Work
- Addressing Demand for Work in the Supervision Process
- Exploration of Taboo Areas
- Young Male Workers Dealing with Young Women in a Residential Setting
- Young Female Worker Coleading a Vietnam Veterans’ Group
- Supervision of Groups for Men Who Batter
- Young Male Workers Dealing with Young Women in a Residential Setting
- Skills in Dealing with the Authority Theme
- Supervisor’s Role
- Supervisor’s Position as an Outsider
- Supervisor’s Supportive Function
- Supervisor’s Limitations
- Supervisor’s Demand Function
- Supervisor’s Role
- Skills in Sharing Data
- Providing Relevant Data
- Monitoring the Learning Process
- Presenting Data in a Way Open to Challenge
- Providing Relevant Data
- Elaboration Skills
- Ending and Transition Stage of a Session
- Summarizing
- Generalizing
- Identifying Next Steps
- Rehearsing
- Identifying “Doorknob” Communications
- Summarizing
- Early Research Findings
- Review of Findings Related to Supervisory Skill
- 1991 Study Findings
- Review of Findings Related to Supervisory Skill
- Summary
Chapter 5: Supervisory Endings and Transitions
- Worker’s Ending Experience
- Common Ending Themes
- Strategies for Dealing with a Worker’s Ending
- Illustrations of Ending-Phase Work
- Ending a Positive Relationship
- Ending a Negative Relationship
- Ending a Positive Relationship
- Common Ending Themes
- Supervisor’s Ending Experience
- Illustration of a Supervisor’s Ending
- Supervisor’s Ending Resulting from Promotion within the Organization
- Illustration of a Supervisor’s Ending
- Summary
Part III: Education and Evaluation Roles of the Supervisor
Chapter 6: Educational Function of Supervision
- Impact of the Medical Paradigm
- Assumptions about Teaching and Learning
- Requirements for Effective Learning
- Skills of Professional Performance: The Content of Supervision
- Teaching Function: Core Practice Skills
- Tuning In and Responding Directly to Indirect Cues
- Tuning In: The Parallel Process
- Contracting
- Contracting: The Parallel Process
- Dealing with the Authority of the Worker
- Dealing with the Authority Theme: The Parallel Process
- Showing Empathy
- Showing Empathy: The Parallel Process
- Using Sessional Contracting
- Using Sessional Contracting: The Parallel Process
- Elaborating
- Elaborating: The Parallel Process
- Making a Demand for Work
- Making a Demand for Work: The Parallel Process
- Sharing Feelings
- Sharing Feelings: The Parallel Process
- Sharing Data
- Sharing Data: The Parallel Process
- Tuning In and Responding Directly to Indirect Cues
- Monitoring of Skills Development
- Beginning Skills Development
- Field Instruction: Supervision of Social Work Students
- Selected Research Findings on Student Field Learning
- Supervision of Experienced Workers
- Beginning Skills Development
- Research Findings
- Summary
Chapter 7: Evaluation Function of Supervision
- Obstacles to Effective Evaluation
- Obstacles in Work Settings
- Obstacles in Academic Settings
- Contested Evaluations
- Obstacles in Work Settings
- Evaluation Content and Process
- Research Findings
- Summary
Chapter 8: Supervision of Evidence-Based Practices and Evidence-Based Interventions
- Determination of Whether a Practice or Intervention Is Evidence Based
- Resistance to the Introduction of Evidence-Based Practice and Evidence-Based Intervention Models
- Mandated Protocols and Sustainability
- Is It Really an Evidence-Based Practice or an Evidence-Based Intervention?
- Integrated Model
- Mandated Protocols and Sustainability
- Criteria for Determining if a Practice Is Evidence Based
- Elements Defining an Evidence-Based Practice
- Professional Ethics and Clinical Judgment
- Issue of Dosage Integrity
- False Dichotomy between Science and Art
- Elements Defining an Evidence-Based Practice
- Motivational Interviewing
- Key Concepts for Motivational Interviewing
- Worker Interventions Based on the Stage of Change
- Excerpts from the First Session of a Mandated Driving-While-Intoxicated Group
- Group for People with AIDS in Early Substance Abuse Recovery
- Excerpts from the First Session of a Mandated Driving-While-Intoxicated Group
- Brief Review of Motivational Interviewing Research
- Motivational Interviewing and Group Treatment
- Supervision and Training of Motivational Interviewing Practice
- Key Concepts for Motivational Interviewing
- Solution-Focused Practice
- Key Concepts for the Solution-Focused Practice Model
- Solution-Focused Practice Defining Techniques
- Asking About Pre-session Changes during the Initial Interview or First Group Session
- Asking about Between-Session Changes
- Asking about Exceptions
- Asking the Miracle Question
- Asking Scaling Questions
- Asking Coping Questions
- Asking About Pre-session Changes during the Initial Interview or First Group Session
- Role of the Solution-Focused Worker in the Group Practice Context
- Research on Solution-Focused Practice
- Supervision of Solution-Focused Practice
- Key Concepts for the Solution-Focused Practice Model
- Cognitive-Behavioral Therapy
- Cognitive–Behavioral Mutual-Aid Support Group for Patients with Chronic Mental Health Problems
- Research on Cognitive–Behavioral Therapy
- Supervision of Cognitive–Behavioral Practice
- Cognitive–Behavioral Mutual-Aid Support Group for Patients with Chronic Mental Health Problems
- Evidence-Informed Practices
- Feminist Practice
- Feminist Practice Typology
- Feminist Theory, Intersectionality, and Social Work Practice
- Research and Practice in Women’s Groups
- Supervision, Teaching, and the Feminist Orientation
- Feminist Practice Typology
- Working with LGBTQQP Clients
- Oppression Perspective
- Unique Issues in Guiding Effective Transaffirmative Clinical Practice
- Supervision of Staff: Inter- and Intracultural Dynamics
- Oppression Perspective
- Practice and Supervision in Response to Trauma, Extreme Events, and Secondary Trauma
- What Is Trauma?
- Trauma-Informed Care
- Supervision of Staff in Response to Trauma and the Impact of Trauma-Informed Care
- What Is Trauma?
- Summary
Chapter 9: Values, Ethics, and Legislative and Judicial Issues
- Values, Ethics, and Social Work Practice
- NASW Code of Ethics
- Ethical Problems and Dilemmas
- Factors that Affect Ethical Decision Making
- Factors that Contribute to Uncertainty
- Risk-Management Strategy
- Ethical Guidelines for Practice in Family and Group Work
- Social Changes and Their Impact on Ethical Practice
- Managed Care
- End-of-Life Decisions
- Managed Care
- NASW Code of Ethics
- Impact of Legislation and the Courts
- Confidentiality and Privileged Communications
- Social Worker and a Police Investigation
- Confidentiality in Group Practice
- Social Worker and a Police Investigation
- Informed Consent
- Duty to Protect a Third Party
- Confidentiality and Privileged Communications
- Values, Ethics, and Legal Responsibilities in Supervision
- Guidelines for the Supervisor-Worker Relationship
- Impaired, Incompetent, or Unethical Workers
- Guidelines for the Supervisor-Worker Relationship
- Summary
Part IV: Work with Staff Groups
Chapter 10: Formal and Informal Staff Groups
- Organization of This Chapter
- Group as an Organism
- Leadership Styles
- Barriers to Effective Group Leadership
- Dynamics of Staff Groups
- Definition of a Staff Group
- Purposes of Staff Groups
- Staff Meetings
- Case Consultation
- Group Supervision
- In-Service Training
- Staff Meetings
- Definition of a Staff Group
- Beginning Phase of Work in Staff Groups
- Clarification of the Group Contract
- Clarifying Purpose and Reaching for Staff Feedback
- Clarifying the Supervisor’s Role
- Clarifying Purpose and Reaching for Staff Feedback
- Authority Theme
- Control and Power
- Supervisor as an Outsider
- Supervisor as a Source of Support
- Supervisor’s Limitations
- Supervisor as a Source of Demand
- Control and Power
- Clarification of the Group Contract
- Work Phase in Groups
- Development of a Group Culture
- Group Cohesion
- Group Norms and Taboos
- Group Cohesion
- Group Member Roles
- Deviant Member
- Internal Leader
- Quiet Group Member
- Scapegoat
- Being with the Individual and the Group Simultaneously
- Deviant Member
- Conflict in the Informal or Formal Group
- Development of a Group Culture
- Ending Phase in Staff Groups
- Research Findings
- Summary
Chapter 11: Encouragement of Mutual Aid in the Staff Group
- Mutual Aid Processes in a Staff Group
- Mutual Sharing of Information
- Dialectical Process
- Discussion of Taboo Areas
- All in the Same Boat Phenomenon
- Mutual Support
- Mutual Demand
- Individual Problem Solving
- Rehearsal
- Strength in Numbers Phenomenon
- Mutual Sharing of Information
- Summary
Chapter 12: Trauma, Secondary Trauma Stress, and Disaster Stress
- Types of Trauma
- How to Deal with Extreme Major Community Traumatic Events
- Impact of the COVID-19 Pandemic on Frontline Staff and the Use of Electronic Communications in Supervision
- Impact of the Pandemic on Frontline Workers
- Impact of Telesupervision and Video Practice with Clients
- Impact of the Pandemic on Frontline Workers
- Mass School and Community Shootings
- 9/11 Bombing of the World Trade Center Twin Towers
- Riots/Insurrection in Los Angeles
- Impact on Child Welfare Services
- Efforts to Respond to the Crisis
- Impact on Social Work Students
- Key to Recovery
- Impact on Child Welfare Services
- 9/11: Primary and Secondary Trauma
- Practice in Response to Trauma and Extreme Events
- Small-Scale Yet Still Traumatic Events
- Crisis, Disaster, and Crisis Intervention Theory: Impact on the Professional
- Crisis Intervention Stress Management
- Trauma Groups
- Crisis Intervention Stress Management
- Single-Session Vicarious Traumatization Model
- Secondary Traumatic Stress and Burnout
- Staff Fight-or-Flight Reactions to Trauma
- Impact of Traumatic Events on Practice
- Impact of the COVID-19 Pandemic on Frontline Staff and the Use of Electronic Communications in Supervision
- Death of a Child on a Caseload
- Suicide of a Client
- Death of a Staff Member
- Death of a Staff Member with AIDS
- Heart Attack Death of a Worker
- Death of a Staff Member with AIDS
- Physical Attack on a Worker by a Client
- Client Shooting at a Police Officer and a Social Worker
- Protection Protocols
- Client Shooting at a Police Officer and a Social Worker
- Public Questioning of Agency Policies
- Cost-Containment Programs
- Reduction in Level of Services
- Hiring Freeze
- Bloodless Cutbacks
- Full-Scale Cutbacks
- Research Findings
- Hiring Freeze
- Mediation of the Impact of Staff Cutbacks
- Sharing Information and Venting of Feelings by Staff
- Making the Demand for Work
- Raising the Unstated Issue
- Sharing Information and Venting of Feelings by Staff
- Loss of Jobs by Team Members
- Helping Staff to End with Clients in a Professional Manner
- Addressing Survivor Guilt
- Ending and Transition Phase of the Meeting
- Helping Staff to End with Clients in a Professional Manner
- Reduction in Level of Services
- Impact of Sudden, Severe, and Uncertain Cutbacks
- Who’s on First?
- Absorbing a Smaller Unit into a Larger Unit
- Reunification and Starting Over
- Who’s on First?
- Summary
Chapter 13: How to Work with the System
- Mediation of Staff Conflict with the System
- Efforts to Help Staff Negotiate the System
- Nurse in Conflict with a Doctor
- Career Planning
- Nurse in Conflict with a Doctor
- Third-Force Role of the Supervisor
- Develop the Relationship
- Work with the Staff Group
- Change in Agency Policy
- Change in Shift Hours
- When Cutbacks Hit
- Change in Agency Policy
- Work with the Administration
- Difficulties in Supervisor-Administrator Relationships
- Examples of Work with the Administration
- Difficulties in Supervisor-Administrator Relationships
- Mediating the Staff-Administrator Encounter
- Develop the Relationship
- Research Findings
- Summary
CODA: Recording Procedures and Professional Competence
Appendix: Notes on Research Methodology
- Instrument Development and Testing
- Reliability and Validity of Workers’ Questionnaire Items
- Stability
- Internal Consistency
- Construct Validity
- Predictive Validity
- Stability
- Reliability and Validity of Supervisors’ Questionnaire Items
- Stability
- Internal Consistency
- Criterion and Predictive Validity
- Stability
- Reliability and Validity of Workers’ Questionnaire Items
- Methodology of the 1981 Study
- Study Sample
- Data Analysis
- Third-Variable Analysis
- Limitations of the Study
- Study Sample
- Methodology of the 1991 Study
- Staff Study Sample
- Data Analysis
- Limitations of the Study
- Sample Social Worker Supervision Questionnaire
- Staff Study Sample
References
Subject Index
Author Index
Case Example Index
About the Author
Shulman has written or edited 20 books and monographs. His books have dealt with supervision and management and a widely used practice text, The Skills of Helping Individuals, Families, Groups, and Communities, now in its eighth edition. He has also authored Dynamics and Skills of Group Counseling, which presents the Interactional and Mutual Aid Model for group practice.
His research results are reported in over 40 published articles in peer-reviewed journals. He was the author of the supervision section in the last three editions of the Encyclopedia of Social Work and has been a contributor to The Social Work Dictionary and The Social Work Desk Reference.
Dr. Shulman is a member of the editorial boards of six major journals and was founder and coeditor of an inter-disciplinary journal, The Clinical Supervisor. He has also produced six widely used videotape programs focusing on practice, teaching and the skills of addressing inter- and intra-cultural dynamics in practice.
In 2014, he received the Council on Social Work Education’s (CSWE) Significant Lifetime Achievement Award in Social Work Education for dedication to excellence in scholarship and research, pedagogy and curriculum development, and organizational leadership.